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(a) These regulations shall apply to Investment Advisers and Investment Advisers’ Representatives Source: EFAMA International Statistical Release (2013: Q4) ( b publicly offered open-end investment funds, i.e. transferable securities and money market instruments, including funds-of-funds assets; c nationally regulated investment funds for which a classification in terms of market exposure, i.e. equity, bond, balanced and money market, is Thomas P. Lemke and Gerald T. Lins, Regulation of Investment Advisers (on Westlaw). Part of Wests Securities Law Handbook Series (described below), this handbook "is a basic guide to the registration, regulation, and compliance requirements imposed on advisers at the federal level by the Investment Advisers Act of 1940." It also addresses the requirements of ERISA and federal banking and …Short Course on Financial Services and Markets RegulationIt was declared a senseless killing. 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